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A global private equity firm is looking to add a Senior Compliance Associate to its team due to company growth. This position reports to the Chief Compliance Officer and supports the compliance team in reporting and testing.
• *This is a hybrid position with 3-4 days per week on-site in Boston**
Highlights:
• Develop and monitor policies, procedures, and compliance with SEC, NYSE, and other regulations.
• Conduct routine and ad hoc compliance testing, review personal trading activities, and maintain compliance records.
• Assist in developing and conducting compliance trainings, manage due diligence, and oversee recordkeeping.
• Ensure timely regulatory filings, respond to compliance issues, and prepare reports for the board of directors.
• Support the annual compliance program review, manage examination readiness, and communicate risks to the Chief Compliance Officer.
Qualifications:
• 4+ year of related experience in financial services
• Bachelor’s degree in Accounting or Finance
• Experience with the 1940 Act
• Strong Excel skills
