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Available in multiple locations: PA, NJ or NYC
Hybrid 3 days on-site.
Key Responsibilities:
• Identify, assess, and test compliance controls related to consumer deposits and lending regulations.
• Conduct risk-based transaction monitoring activities to ensure adherence to relevant regulations.
• Collaborate with business units and departments while maintaining appropriate independence in compliance oversight.
• Assist in the planning, preparation, and execution of tasks under the Compliance Program, including risk identification and testing.
• Monitor and review policies, procedures, and programs for compliance risks and issue management.
• Work with advisory teams to ensure an effective compliance program is in place.
• Draft formal reports on compliance reviews and track issue remediation.
• Support other compliance-related duties as assigned.
Qualifications:
• In-depth understanding of consumer compliance regulations, with the ability to interpret and apply these regulations during monitoring and testing activities, as well as document findings and observations in comprehensive reports.
• Experience in reviewing and auditing different business units for adherence to regulations related to both deposits and lending.
• Excellent time management and ability to prioritize tasks efficiently.
• Capability to manage multiple tasks at once, especially under tight deadlines.
• Strong written and verbal communication skills.
• Solid analytical and critical thinking abilities, with sound judgment in identifying and addressing compliance risks.
• Proactive in identifying potential risks and recommending effective solutions.
• Able to work both independently and collaboratively with senior managers and peers.
• Strong relationship-building skills to foster productive collaboration across teams.
• Up-to-date knowledge of banking policies, procedures, and industry best practices.
• Familiarity with compliance tools like Resolver or other Governance Risk and Compliance (GRC) systems.
• Proficiency in Microsoft Office.
